monitoring and coordinating with the business operators, we have found that they have implemented their BCP to manage possible impacts of COVID-19 and opened an alternative site or installed remote working
following actions with respect to risk management: (1) establish a written comprehensive risk management policy framework that covers all risk areas, with approval of its board of directors or the working
which is supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the
supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
MANAGEMENT APPROACH INNOVATION & SUSTAINABILITY WORKING TEAM CORPORATE GOVERNANCE BOARD INNOVATION & SUSTAINABILITY STEERING COMMITTEE CORPORATE SOCIAL RESPONSIBILITY WORKING TEAM ENVIRONMENTAL MANAMENT
ก.ล.ต. ร่วมกับสถาบันการศึกษาและองค์กรชั้นนำ เชิญชวนนักวิชาการ นักศึกษา และผู้สนใจทั่วไป ร่วมส่งผลงานวิจัยทางด้านตลาดทุนเข้าร่วมประกวดในโครงการ ?SEC Working Papers Forum 2017? ชิงรางวัลกว่า 100,000
on Economic, Social and Cultural Rights (ICESCR) and Chairperson of Business and Human Rights (BHR) Working Group; Mr. Boongua Somnuk, Deputy Secretary-General of the National Human Rights
The SEC Board and the SET Governors met on 3 August 2023 to discuss and exchange perspectives as well as viewpoints in relation to cooperative working process between the two organizations with an
developments included the setting up of a Fintech working group and the SEC announcement of support and participation in such activity along with other GEMC members. SEC Secretary-General Ruenvadee
Forum Deputies’ Meeting to follow up on the progress of ACMF Working Groups, which facilitate cooperation among key regional organizations in developing regional capital markets linkage and