, as they may not be protected under the governing Thai laws and may fall victim to frauds and scams as well as money laundering schemes. The list of business operators not supervised by the SEC can be
supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace
of Thailand issued regulations and supervised business operation of securities companies. The Stock Exchange of Thailand oversaw members’ operation pursuant to the rules drafted by the Bank of Thailand
category is a pooled fund contest.The AOP will appoint an ad-hoc contest committee to oversee the application and the documents, any qualified party will advance to the interview round. The total scores
) show that in the U.S., trade prices tend to cluster around integers, half-dollars and quarters. Literature review • Round numbers have also been linked to cognitive limitations and investors’ tendency to
authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
รัง้น้ี ของ Around th ทะเบยีนของ A round the W มสีถานะเป็นบ พิม่เตมิ) ะกรรมการบรษิั ยการทีม่คีวามส ซึ่งจะช่วยกระ ณะกรรมการบ ิ ะทางการเงนิ แ และธุรกจินําเที่ น์ของบรษิทัฯ เ รายการดงักล่ ณะกรรมการกํ หรอื
means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
the offering to existing shareholders (Right Offering) for another round on their existing holding basis at the same price to whom express their intention to subscribe over their rights (over