of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise
following Divisions and Departments: 2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General
as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial
Thailand, on the occasion of H.E. visit to the SEC Office on 9 July 2019 to share views on mutual collaboration between EU and Thailand and the SEC policy on promotion of human rights in business practice
The Securities and Exchange Commission (SEC), in collaboration with the Bank of Thailand (BOT), the Office of Insurance Commission (OIC), and the Thai Bankers’ Association (TBA), organized an
The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Finance, the Federation of Thai Capital Market Organizations (FETCO), the Stock Exchange of Thailand (SET), and
Business Development (DBD) on its 101st Anniversary. Mrs. Auramon Supthaweethum, Director General of DBD, gave a warm reception on this special occasion. In collaboration with this event, the SEC made a
compete and be prepared for future changes.In this regard, the meeting to discuss policies and collaboration between SEC and SET is held on a quarterly basis according to the integrated collaboration
to Build Trust and Confidence and Promote National Sustainability.” The seminar also featured panel discussions on the topic, "Building Collaboration for the Development of the Capital Market
crucial and indispensable aspect is the collaboration from all sectors in propelling the Thai capital market as a driver of economic development, addressing the national needs efficiently and effectively