Section 103 Securities and Exchange Act B.E. 2535 Section 103. No securities company shall appoint or allow any person with any of the following prohibited characteristics to be or to perform the
Mr. Vannivat Srikraiwin Mr. Vannivat Srikraiwin, the chairman responsible for the operation of SMC Power Public Company Limited (SMC), failed to supervise SMC to prepare and submit (1) the audited
Mr. Vannivat Srikraiwin Mr. Vannivat Srikraiwin, the chairman responsible for the operation of Scan Global Public Company Limited (SCAN),failed to supervise SCAN to prepare and submit (1) the audited
Mr. Vannivat Srikraiwin Mr. Vannivat Srikraiwin, the chairman responsible for the operation of SMC Power Public Company Limited (SMC), failed to supervise SMC to prepare and submit the annual report
Mr. Vannivat Srikraiwin Mr. Vannivat Srikraiwin, the chairman responsible for the operation of Scan Global Public Company Limited (SCAN),failed to supervise SCAN to prepare and submit the annual
Technology (1999) Public Company Limited (PRO), failed to supervise PRO to prepare and submit (1) the reviewed financial statements for Q1/2014, (2) the reviewed financial statements for Q2/2014 to the SEC and
a derivatives intermediary. “ client ” means a person who uses or will use services relating to securities businesses from a securities company or derivatives business from a derivatives intermediary
derivatives intermediary. “client” means a person who uses or will use services relating to securities businesses from a securities company or derivatives business from a derivatives intermediary. Clause 2 In
intermediary. “client” means a person who uses or will use services relating to securities businesses from a securities company or derivatives business from a derivatives intermediary. Clause 2 In order that an
partner or equivalent affiliated with the audit firm; 2. I or a person with equivalent authority in the audit firm, the audit firm, other partners or equivalent, other licensed CPAs, or assistant auditors