SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai
disclosure and risk warnings on such issues to ensure consistency and proper conduct by DA operators. The essences are as follows: (1) DA operators must disclose the risks on their financial condition
To enhance clarity and consistency with the current business practices of the private sector, the SEC has issued regulations revising the characteristics of “bills” deemed as “securities,” which
to develop and follow up on the success of projects that can concretely add value to the community while respecting community interests. (5) Responsibilities to the environment by preventing, reducing
offences in the capital market, all of which would greatly improve the chance of success in law enforcement and prevention against violations in the capital market. The workshop was held on 15 to 16
Central Institute of Forensic Science is a new dimension that will increase the chances of success in law enforcement and the deterrence of offenses in the capital market.”Police Lieutenant Colonel
the Transition: regulators' success stories in Southeast Asia and introducing Sustainable Finance Institute Asia จัดโดย Climate Bond Initiative (CBI) ซึ่งเป็นองค์กรอิสระระหว่างประเทศด้านสิ่งแวดล้อม
center. Meanwhile, the objective of the revision to the regulations related to application for securities registrar license is to ensure consistency with current situations. The essences of the draft
consistency with the Stock Exchange of Thailand’s rules for IPO on LiVe Exchange. On 19 October 2021, the Capital Market Supervisory Board Meeting No. 13/2564 passed a resolution approving the proposed
definition which is in line with what is stated in the aforesaid new rule. This is to ensure suitability and consistency with the investor’s qualifications and ability to accept associated risks. The