Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory (Codified KorChor 16/2558)
normally be the same as the ownership percentage. Where this is not the case, the economic substance of the relationship the company has with the operation always overrides the legal ownership form to ensure
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Category of Derivatives Fund Manager dated 23 January 2004; (2) The Notification of the Securities and Exchange Commission No. KorThor. 56/2547 Re: Licensing Derivatives Business Operator in the Category of
Category of Derivatives Fund Manager dated 23 January 2004; (2) The Notification of the Securities and Exchange Commission No. KorThor. 56/2547 Re: Licensing Derivatives Business Operator in the Category of
: Licensing Derivatives Business Operator in the Category of Derivatives Fund Manager dated 23 January 2004; (2) The Notification of the Securities and Exchange Commission No. KorThor. 56/2547 Re: Licensing
. In this regard, the cornerstone investors are major investors in the category of institutional investor, both domestic and international, such as financial institutions, insurance companies, mutual
in any material change of the qualifications stated in the application. Clause 26 Any licensee of derivatives business in the category of derivatives brokerage which is a company newly established for
does not result in any material change of the qualifications stated in the application. Clause 26 Any licensee of derivatives business in the category of derivatives brokerage which is a company newly