SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 24/07/2012 - 30/07/2012
SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 31/07/2012 - 06/08/2012
SCB ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 07/08/2012 - 14/08/2012
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 25/03/2008 - 31/03/2008
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective system for arranging and keeping
share prices of Focus Development and Construction PLC (FOCUS) and Inter Far East Engineering PLC (IFEC) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders
The Royal Ceramic Industry PLC (RCI) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders, and helping with related financial transactions. The Appeal Court
Co., Ltd. (SECC Holding), and Mr. Suriya Lapvisuthisin to embezzle SECC’s money by arranging for an extension of fictitious loans worth Baht 245 million to four nominees through its subsidiary, SECC