Rules Conditions and Procedures for Undertaking of Investment Advisory Business
Rules, Conditions and Procedures for Undertaking Investment Advisory Business
Rules, Conditions and Procedures for Securities Borrowing and Lending
Rules, Conditions and Procedures for Providing Services as Securities Registrar
Re: Rules, Conditions and Procedures for Approval of Securitization Projects
Re: Application for Approval of Form and Terms of Derivatives Contracts Traded on Derivatives Exchange
found that the aforesaid investment consultants proceeded with the redemption of long-term equity fund (LTF) units for clients in breach of the conditions for receiving tax benefits despite warnings
) Granting a waiver from an event of default under the terms and conditions in the case where the bond issuer mortgages the company's assets as collaterals for loan repayment; and(7) Granting consent to a
placement (PP), must clearly determine, in the terms and conditions of such convertible debentures, an agreement on damages arising from the company?s failure to provide sufficient amount of shares for
principal repayment of the bond for the mortgage release as approved by the Bondholders’ Meeting No. 1/2024; (5) Revising the terms and conditions for determining the redemption value of collateral and