, 2018, and September 30, 2018. 6 Market, dated November 20, 2018, both coming into effect January 1, 2019. The new regulations stipulate that listed firms shall rotate auditors who have performed their
), and Emergency Decree on Amendment to the Revenue Code (No. 19) B.E. 2561 (2018) These two acts of legislation stipulate that the Minister of Finance is in charge of the enforcement of these laws, while
to the IT Standard Rules this time are summarized as follows: (1) Establishing IT-related risk assessment criteria to define the entity’s risk level and to specify standards of IT security controls
rules applicable to securities companies and derivatives business operators market in general.(3) To specify rules on NC maintenance to be applicable to the business operators which also operate the
=7348 SEC to revise net capital rules applicable to securities companies and derivatives business operators market in general.(3) To specify rules on NC maintenance to be applicable to the business
) Define a company possessing the characteristics of investment company as a company that makes passive investment in securities, derivatives or digital assets, at a collective total amount exceeding 40
information security in accordance with the following criteria: (1) define and document information security roles and responsibilities and establish operating guidelines for the personnel of the intermediary
conduct. 2 The company should specify anti-corruption measures suitable to the risk profile of the company. 2. The board of directors demonstrates independence from the management and exercises oversight of