client before providing services, whether in the form of an application to open a trading account, a contract or any other agreement, in accordance with Clause 44 of the Notification on Standard Conduct of
lender or the borrower would receive if the securities or collateral, as the case may be, were held by them. In this regard, such term shall also 11 specify the amount of the restitution not less than the
account, a contract or any other agreement, in accordance with Clause 44 of the Notification on Standard Conduct of Business , the intermediary shall arrange such agreement in compliance with the
trading account, a contract or any other agreement, in accordance with Clause 44 of the Notification on Standard Conduct of Business, the intermediary shall arrange such agreement in compliance with the
the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession ; (2) Investing in or https
such period or the SEC Office has revoked the approval, the SEC Office may specify a period or condition regarding next application for approval. In this regard, such period shall not exceed 10 years as
power to specify in its notification the rules, conditions and procedures relating to collection, disposal or allocation of the property specified under the first paragraph. 13 Chapter 6 Supervision of
trustee under the first paragraph. The SEC Office has the power to specify in its notification the rules, conditions and procedures relating to collection, disposal or allocation of the property specified
trustees approved to undertake trust business. SECTION 56 Where it is necessary to maintain integrity or trustworthiness of the system of trust business, the SEC shall have the power to specify conditions