derivatives trading orders for several clients without sources of orders. From the recorded conversation, it was found that Napat contacted some persons and asked for permission to submit securities and
Limited Company (NMG) did not allow some groups of shareholders to attend the 2015 shareholders? Annual General Meeting (AGM). Consequently, those shareholders could not attend or exercise their voting
Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
baht in case of PTI, and 89.4-227.6 million baht compared to 403.72 million baht in case of ESERVE. In addition, some ESERVE projects have not obtained a power purchase agreement (PPA) from the
tender offer for acquisition of all MAKRO shares at the same price. The individuals from (1) to (4) took advantage of the material, non-public information which some of them had learned while working in
other clients?. Some of the stocks were also transferred to, and sold from, Aunyapat?s account; 2. Hathaya Yangyuen, an investor contact of KT Zimico Securities Co., Ltd., solicited clients and other
for its investment in Nam Ngum 3 project for THB 205.75 million by means of disposing some assets of the project to the governmental entity of Lao PDR. The higher-than-the project investment of THB
declined from 63.48% to 58.46% mainly because the Company had adjusted the premium rate and condition of some non-motor policies. The overall loss ratio therefore was in decline. 2. Net investment revenue
the notification of the registrar. The ratio of net claim expense over eared premium of some voluntary motor policies moreover increased, the profit for the period therefore was in decline as mentioned
subsidiary is remunerated for its investment in Nam Ngum 3 project for Baht 175.10 million by means of disposing some assets of the project to the governmental entity of Lao PDR. The higher amount than the