Office shall conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public, and shall inform the applicant of any observation from the due

INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...

Baht or 33% as compared to the year 2017. This was due to transfer of the Ritz-Carlton residences in a total of 2,791 million Baht and disposition of assets includes hotel, observation deck and retail

hotel, observation deck and retail cube building to King Power Mahanakhon Company Limited. As a result, the Company purchased shares in the subsidiaries, Pace Project One Company Limited and Pace Project

periods of time: )a) conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public, and shall notify the applicant of any observation from

companies effects on the shareholder wealth. • To propose the implication of trading liquidity index i.e. turnover list ratio as the observation tools for the encouragement to new listed companies from

revised from time to time, that recommend transparency and disclosure, and promote integrity in the development of the sustainability- linked bond market Target observation means the specific date at which

- - - - Period of time required in observing + considering the application - - 15 days for the consideration. Observation and consideration period take 90 days and 30 days respectively. Application fees - - 10,000

. Fast track - - - - Period of time required in observing + considering the application - - 15 days for the consideration. Observation and consideration period take 90 days and 30 days respectively

conditions of the debt securities. Face value of bills - - - - Fast track - - - - Period of time required in observing + considering the application - - 15 days for the consideration. Observation and