the trust manager shall meet the following criteria: (1) the person shall demonstrate that it has or will have the staff members who are qualified to be responsible in performing the duties of the trust
issuing company or securities company, as summarized below: (1) Dr. Kumpol shall pay a civil penalty, a compensation at an equal amount to the benefit that should have been received, and a
should have been received, and a reimbursement of the investigative expenses incurred by the SEC at the total amount of 6,836,479 baht, and shall be suspended from trading securities or derivatives for
securities company, as summarized below: (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or should have been received, and a reimbursement of the
. In doing so, it shall be complied with the following approaches: 3.1 Defining Critical Business Function Companies should select a critical business function which it considers that if emergency
4 Companies should determine a recovery objective to restore normal operations (5) Division 5 Companies shall arrange business continuity planning for supporting business continuity (6) Division 6
) demonstrating that it will have availability of personnel for business of precious metal derivatives brokerage . Chapter 2 Submitting Application and Fees _________________ Clause 5 An applicant shall submit an
) demonstrating that it will have availability of personnel for business of precious metal derivatives brokerage. Chapter 2 Submitting Application and Fees _________________ Clause 5 An applicant shall submit an
... (UNOFFICIAL TRANSLATION) Codified up to No. 2 As of 6 August 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for