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following regulations: Clause 1. The civil dispute incidental to or resulted from the derivatives business, which the customer of the derivatives business operator may refer to settle by means of arbitration
civil dispute incidental to or resulted from the derivatives business, which the customer of the derivatives business operator may refer to settle by means of arbitration as organized by the SEC Office
following regulations: Clause 1. The civil dispute incidental to or resulted from the derivatives business, which the customer of the derivatives business operator may refer to settle by means of arbitration
to liquidate the collateral assets to repay the principal, fulfill interest obligations, or settle any fees owed to the bondholders. The SEC requires that the bondholders’ representative analyze the
offenders aforementioned do not consent to settle the case with the SEC. Therefore, the SEC has submitted the case in writing to the public prosecutor for filing lawsuits in the Civil Court against the three
considered that both offenders do not consent to settle the case at the SEC level. Therefore, the SEC has submitted the case in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek
delivery upon exercise of conversion rights. The agreement should allow respective counterparties to settle damages claims so as to protect investors? interests and lessen possibility of litigation;4
considered to settle his current case with harsher punishment.
) ด้านการติดตามดูแลการซื้อขายในตลาดการเงินหรือตลาดทุน การกำกับดูแลการปฏิบัติตามกฎเกณฑ์ หรือการบังคับใช้กฎหมาย (Surveillance/Regulatory Experience)(2) ให้คณะกรรมการ ก.ล.ต. สามารถกำหนดความรู้หรือ