) under consideration, the penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors
investigation revealed that Phaibul while served as UMS Chairman and executive director, Pongsachalerm as director and executive director and Chaiwat as managing director and executive director, had sold UMS
, the suspension imposed by the SEC is deemed to have been served. For {B}, the SEC suspended her from duty as the approved equity investment consultant for one month, effective from March 16, 2015
); Buriram Sugar Plc. (Buriram); Rayong Wire Industries Plc. (Rayong); Carabao Group Plc., Eastern Polymer Group Plc. and LDC Dental Plc. (Samutprakarn). ?The Pride of the Provinces? Project has served as a
has already served SEC’s sanction in full. In considering a punitive measure, SEC takes into consideration the following factors: related roles and behaviors of the person(s) under consideration, the
SEC. Therefore, it is deemed that {B} has already served SEC’s punishment in full. In considering a punitive measure, SEC takes into consideration the following factors: related roles and behaviors
) Consolidated The Company only ( 20..) ( 20..) (20..) (20 https://publish.sec.or.th/nrs/3890pe.doc แบบแจ้งชื่อผู้บริหารของบริษัท property that resulting in damage to the financial institution where I served as
I served as director or executive or to the clients. [ ] Yes [ ] No (2) I was imprisoned by the court’s final judgment regardless of https://publish.sec.or.th/nrs/5391pe.doc DRAFT , crude oil, or any