personnel for 10 years. (2) {B} , an investor contact of KTB Securities Co., Ltd., aided other persons in sending trading orders of TRAF shares in a manipulative manner. She was fined for her assistance in

sending documents to her own address to conceal high volumes of investment unit switching and buying without the client?s orders. In case of Surasak, the SEC obtained a report indicating that Surasak was

must be done by sending orders through an intermediary via a matching system in the form of auction once per day; Buyers must have the full amount of cash before buying and sellers must have

Dated 15 September 2004 Re: The Inappropriate Methods of Sending Securities trading Orders. To specify, Penprapa had sent trading orders for her clients in such a way that inflated the price of the

manners. For example, sending buy or sell orders for securities, or buying or selling securities in a manner that pushed the prices upward, placing bid offers in a way that obstructed others from placing

of acquisition or disposal of assets for the listed companies, to notice to the SET is a must. Circulate letters shall be sending to the shareholders to acknowledge within 21 days counting upon the

following matters: (a) disseminating and sending information of foreign ETF to relevant persons, for example governmental organization or authority, the Stock Exchange of Thailand or unit holders of foreign

, 2019, the Company received ordinary shares 33.33, resulting in the combined transaction size of 21.38 percent, responsible for sending circulars to shareholders within 21 days from the date of

sending in line application. The banking and financial sector will be affected directly. Self-adjustment must be made and new forms of business must be found to cope with this likely trend as it could

will be useful for investor contact and client in case there are disputes over trading orders sending. Taping the conversation between investor contact and client is a requirement that in line with