. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote
accounting standards while auditors must work for audit firms that have a quality assurance system in place. In addition, the SEC encouraged trade associations to expedite its preparation for self-regulation
encourage active co-operation between companies and employees. Securities regulators, stock exchanges, self-regulatory organisations and investor groups should continue to educate companies and the public
Discussion and Analysis For 1Q19 P a g e | 8 facilitate maximum creativity, the flexible spaces will allow renters to meet, work and play in style. - Currently, Dusit Thani Bangkok hotel is during demolition
public to make donations via QR code with the Poh Teck Tung Foundation, and scan QR code to pay via Alipay and Wechat applications. High Net Worth Individual Determined to perform at the standard of an
spending via QR code with popular merchants, as well as acceptance of payment via Alipay and WeChat Pay. High Net Worth Individual We are determined to perform at the standard of an international
is not sufficient to provide assurance that such non-audit services may or may not impair the independence arising from the self-review threat or advocacy threat. • The audit firm may lack necessary
Property Fund, Infrastructure Fund, and Real Estate Investment Trust (REIT), and the Chairperson of the Working Group on the Consideration of the SEC Approval Criteria for the Self Regulatory Organization in
forthcoming liberalization within five years. Message from the Secretary-General 4 not only empowered businesses but also furthered the moves toward the SEC's much anticipated self- regulation. On social
Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial