INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for
หนงัสอืชีช้วนสว่นรบัรองความถกูตอ้งครบถว้น กองทนุเปิดไทยพาณิชย ์Autonomous Technology and
matters should be included. (4) Allocate sufficient time for management to propose topics and for directors to debate important matters thoroughly. Encourage directors to exercise independent judgement in
whether the code of conduct is complied: 1.3.1 Monitoring and assessment by an internal audit unit or a compliance unit; 1.3.2 Self -assessment by executives and employees; 1.3.3 Assessment by independent
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Rules for Appointment of Independent Director of Intermediary
is not sufficient to provide assurance that such non-audit services may or may not impair the independence arising from the self-review threat or advocacy threat. • The audit firm may lack necessary
Autonomous Technology and Robotics ชื่อกองทุน (อังกฤษ) : SCB Autonomous Technology and Robotics บริษัทจัดการ : บริษัท หลักทรัพย์จัดการกองทุนไทยพาณิชย์ จำกัด วันที่อนุมัติจัดตั้ง : 25 พฤษภาคม 2564 วันที่จด
directors, all of whom must be independent directors, with required qualifications, and comply with applicable legal requirements, including those promulgated by the Securities and Exchange Commission and
BloombergNEF's annual long-term forecast of how electrification, shared mobility and autonomous driving will impact road transport from now out to 2040. https://about.bnef.com/electric-vehicle-outlook/ BREEAM
international, and better facilitate Thai companies in cross-country raising funds. Independent Audit Inspection Activities Report 2022 Independent Audit Inspection Activities Report 2021 Independent Audit