Notification of the Office of Securities and Exchange Commission No. SorThor. 7/2557 Re: Rules on Appointing Independent Director of an Intermediary _____________________________ By virtue of Clause
Confirmation of Clients _______________________ Clause 25 After a client has made a decision for investment or entering into a transaction, an intermediary shall report or inform the result of the performance to
redemption prices; (4) control and monitor any employee who gives the information thereof to clients for correctness and accuracy. Chapter 5 Sending out Transaction Confirmation of Clients
Education Master of Art in Economics,Western Michigan University, USA Bachelor of Science in Business Administration, Kasetsart University Current Appoinments Independent Director, BJC logistic and
Education Master of Art in Economics,Western Michigan University, USA Bachelor of Science in Business Administration, Kasetsart University Current Appoinments Independent Director, BJC logistic and
recommended that the Issuer’s annual reporting on the use of proceeds be supplemented by a confirmation of such use of proceeds by an external reviewer along with any relevant updates of the external review
by a confirmation of such use of proceeds by an external reviewer along with any relevant updates of the external review. 4.4.5 The Issuer must provide to investors the annual reporting and the
through independent verification. Climate Bonds Standard (CBS): A screening tool for investors and governments that allows them to identify green bonds where they can be confident that the funds are being
Office of the Securities and Exchange Commission No. SorThor. 50/2549 Re: Rules on Waiver for Appointment of Independent Director of Derivatives Broker _____________ By virtue of the second paragraph of
. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote