derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose

maintained their growth momentum; their central banks pursued continually accommodative monetary policy through asset purchase programs and keeping policy interest rates low. Over the final quarter of 2017 and

control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

and Derivatives Intermediaries. All advertisements and marketing materials regarding a Hong Kong Covered Fund offered to the public in Thailand must be done through local distributor(s) who has obtained

companies The Company measures investments in equity instruments of non-listed companies at fair value and classifies the investments as financial assets at fair value, through other comprehensive income

classifies the investments as financial assets at fair value, through other comprehensive income ● Classification and measurement of investments in available-for-sale equity securities of listed companies The

......................................................................................... 17 Reaching Out to the Board of Directors ............................................................................................................ 18 Engagement Through the Proxy Vote

? futures trading orders through an account linked to him at another broker for his personal gain.  This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of

appropriate investor protection. “Through this conference, we can expect to see stronger cooperation among regional regulators, sharing of knowledge, views, technical expertise and other experiences

-sized businesses still need to look for opportunities to access funding channels to keep their businesses running and supports to get them through the crisis. Since today’s ever advancing digital