S D Global S D Global operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under
Seandar Inc. Seandar Inc. (or Seandar) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to
Mr. Thanawat Kiattisak Mr. Thanawat Kiattisak operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E. 2546 (2003
SAMART TRAFFIC COMPANY LIMITED (SMT) SAMART TRAFFIC COMPANY LIMITED (SMT) offered for sale newly issued securities in the category of debentures and bills without obtaining an approval from the SEC
News Network Corporation Public Company Limited News Network Corporation Public Company Limited (NEWS) offer for sale newly issued securities shares for a private placement without obtaining a prior
Data report_year report_month security_type offr_type_abbr_name n_security d_listed sell_unit sell_val last_updated 2014 2 Security IPO AJA Feb 27 2014 12:00AM 0 0 2024-08-09 2014 3 Security IPO LIT
Data report_year report_month security_type offr_type_abbr_name n_security d_listed sell_unit sell_val last_updated 2014 2 Security IPO AJA Feb 27 2014 12:00AM 0 0 2024-08-09 2014 3 Security IPO LIT
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