UNOFFICIAL TRANSLATION PAGE 12 Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and
UNOFFICIAL TRANSLATION Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and Exchange
Form 61-2F Certification and consensus of audit firm Date ........ Month .......................... Year ............... Dear Secretary General of the Securities and Exchange Commission of Thailand
ควรทำอย่างไร ผู ้ประกอบธุรกิจฯ ควรเปิดเผยข้อมูลและเหตุผลให้ผู ้ลงทุนทราบ โดยอาจเปิดเผยในระดับบริษัท (firm-level) หรือระดับกองทุน (fund- level) ก็ได้ นอกจากนี้ ผู ้ประกอบธุรกิจฯ ควรเก็บเอกสารหลักฐาน ใน
may be performed by local Professionals under attached Licensed Firm in the Host Jurisdiction. o Scope of permitted activities and type of Professional that a Professional can apply in Host Jurisdiction
element that the firm considers as high risk? Please describe the relevant responses to these risks. A.1 Information System: Firm's Reference /Guidance Notes Description 1 How does the firm determine what
A. RAP and HR Planning A.0 Risk Assessment Process for Resources element: Firm's Reference /Guidance Notes Description 1 What are the quality risks in Resources element that the firm considers as
แบบแสดงราการข้อมูลประจำปี (UNOFFICIAL TRANSLATION) (Updated 2015) PAGE 4. Certification of Leader of Audit Firm Date ........ Month ............ Year.......... To: Secretary-General Office of the
(UNOFFICIAL TRANSLATION) (Updated 2015) 4. Certification of Leader of Audit Firm Date ........ Month ............ Year.......... To: Secretary-General Office of the Securities and Exchange Commission
SEC has therefore issued the regulations determining the characteristics of eligible services, the qualifications of participants and the scope of the Sandbox experiments*, with the key points as