. Corporate Affairs Financial Management Through the year, the SEC managed its budget prudently aiming to fulfill the organization's strategic objectives while maintaining efficient management of its resources
to the public in Hong Kong: (a) the Thai Covered Fund shall meet the eligibility requirements in accordance with this circular and comply with all of the applicable requirements set out in this
access to investment-related information. To fulfill this mission, the SEC developed the "Mutual Funds Insight" microsite to serve as a center of knowledge, services, and tools related to mutual fund
operators to adopt this suitability test to help improve service quality and better fulfill the investor demands,? Duangmon added.
Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, stated that SEC encourages intermediaries in the capital market, both in securities business and derivatives business, to fulfill the so-called
Commission B.E. 2535 (1992) and the Notification of the Capital Market Supervisory Board. Additionally, they are obligated to fulfill duties outlined in the bondholders’ representative appointment agreement
. The current rules require both the issuers as well as all affiliates that engage in the main business of a group of companies to meet the qualifications and disclose information in the Filing Form
KITHA shares is classified as acquisition of significant asset and related party transaction, the shareholders? resolution alone was unable to satisfy the requirements under regulations under the
KITHA shares is classified as acquisition of significant asset and related party transaction, the shareholders? resolution alone was unable to satisfy the requirements under regulations under the
appropriate audit evidence on the matters. The SEC therefore instructed PRO to rectify the financial statements, cooperate and satisfy the auditor of supporting information and documents, and then submit to the