Bangkok, 12 October 2017 ? The SEC discloses the latest updates on the civil sanction statistics since the means of enforcement became effective on 12 December 2016, with the total of 21 natural and
The Civil Sanction Committee passed a resolution imposing a civil sanction on Surasak and Ekkamon in the case of insider trading of GLOBAL shares on 22 August 2012; however, both persons refused to
COMPANY LIMITED Disclosure Business News ( 2 record(s) found) Date Time Heading Link 24/01/2022 20:10 Receiving financial assistance from connected person 25/01/2021 18:30 Receiving financial assistance
The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside
Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency of law
ENGINEERING PUBLIC COMPANY LIMITED Disclosure Business News ( 2 record(s) found) Date Time Heading Link 17/08/2022 13:14 Notification of the Connected Transaction (Receiving financial assistance from the
this Notification: (1) “administrative proceedings” means proceedings related to consideration on administrative sanction; (2) “administrative sanction” means administrative sanction specified under law
Information of the connected transaction on receiving financial assistance 26/09/2022 18:29 The Information of the connected transaction on receiving financial assistance 26/09/2022 18:28 Change the information
Earlier, the Civil Sanction Committee resolved to impose civil sanctions on {A} for obstructing and not cooperating with other IFEC directors to set up board of directors meetings and a
PowerPoint Presentation Considering whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action CSC considers whether a civil sanction is proper to