UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund | Offering Date : 23/11/2015 - 27/11/2015

Microsoft Word - S_2019_GRC-02_025_S43 Share Acquisition_EN Page 1 – Translation – GRC-02/2019/025 11 December 2019 Subject: Report of the Asset Acquisition To: President The Stock Exchange of

manipulating the share price of Focus Development and Construction Plc. (FOCUS). An SEC investigation on the trading of FOCUS shares during October 5-29, 2004, right after the securities got listed on the

in the news about the doubtful existence of the SECC?s assets, liabilities, share certificates, as well as car sale and ownership transfer to clients, the information of which can materially affect the

SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the

At the academic seminar entitled “Investor protection mechanism and building confidence in the capital market” hosted by  SEC on Wednesday 20 November 2019, experts from Australia and Malaysia took

SCB ASSET MANAGEMENT COMPANY LIMITED|Super Savings Fund : SSF | Offering Date : 08/12/2020 - 22/12/2020

account of manipulating the share price of Chai Watana Tannery Group Public Company Limited (CWT). Following the referral from the Stock Exchange of Thailand regarding the irregular trading of CWT

manipulating the share price of Chai Watana Tannery Group Public Company Limited (CWT) and failing to report the acquisition and disposition of such shares to the SEC for the amounts of 500,000 baht and

share price of TWZ Corporation Plc. (TWZ).   The SEC's investigation indicated irregular trading of TWZ shares from December 13, 2005 to May 8, 2006, in which Sippass and Wasana had involved on a