of the Securities and Exchange Commission. Clause 2 At least two fifths of the total number of directors of a derivatives exchange shall be persons capable of performing the duty to safeguard the

corporate social responsibility. The implementation is categorized accordingly: ë Risk Management To safeguard the Thai capital market against adverse impacts of market incidents or risks pertinent to market

has therefore summarized the key messages from the talk, which are expected to be useful for your duty performance, as follows: 1. Fraud landscape: Currently, financial reporting frauds increasingly

ที่เข้ำข่ำยข้อยกเว้นให้สำมำรถปฏิบัติงำนต่อไปได้อีก 2 ปี ในช่วง transitional period ปี 2562-2566 นั้น ส ำนักงำน ก.ล.ต. ควรระบุมำตรกำรป้องกัน (“safeguard”) ให้ชัดเจน เพื่อให้ เกิดควำมเข้ำใจที่ตรงกันในอนำ

Products (SIPs) Investment products that contain derivatives or have complex terms and features. SIPs was introduced by MAS to safeguard the interests of retail investors investing in complex products

Annual Report 2004 S h a p i n g t h e T h ai C a p i t a l M a r k e t A n n u a l R e p o r t 2 0 0 4 S E C U R I T I E S A N D E X C H A N G E C O M M I S S I O N , T H A I L A N D This year’s annual report features Benjarong ceramics. Benjarong, meaning five colours, gained popularity in the royal court and the high society of Siam in the late Ayudhya period (A.D. 1350 - 1767). But it was during the early Rattanakosin period (A.D. 1782 - present), in the reigns of King Rama II and King Rama...

the interim financial information, the Company has reviewed and changed the estimated useful lives of buildings, machinery and equipment in accordance with their conditions and the proper estimation of

information and information processing facilities. Provisions in the Notification No. Sor Thor. 37/2559 Clause 18 An intermediary shall establish physical and environmental security measures to protect IT

. Provisions in the Notification No. Sor Thor. 37/2559 Clause 18 An intermediary shall establish physical and environmental security measures to protect IT assets in accordance with the following criteria: (1

with its returns and risk appetite.  Risk management and control units are responsible for providing independent and objective views on specific risk-bearing activities to safeguard the integrity of the