has signaled that it could keep its policy rate unchanged throughout 2020, the US central bank is likely to adjust its monetary policy if the US economy remains on a downward trend. At the same time
ที่เข้ำข่ำยข้อยกเว้นให้สำมำรถปฏิบัติงำนต่อไปได้อีก 2 ปี ในช่วง transitional period ปี 2562-2566 นั้น ส ำนักงำน ก.ล.ต. ควรระบุมำตรกำรป้องกัน (“safeguard”) ให้ชัดเจน เพื่อให้ เกิดควำมเข้ำใจที่ตรงกันในอนำ
Products (SIPs) Investment products that contain derivatives or have complex terms and features. SIPs was introduced by MAS to safeguard the interests of retail investors investing in complex products
stakeholders. Implementation in each area is as follows: Risk Management To safeguard against adverse impacts of market incidents or risks pertinent to market viability, the SEC Board laid out a policy and
corporate social responsibility. The implementation is categorized accordingly: ë Risk Management To safeguard the Thai capital market against adverse impacts of market incidents or risks pertinent to market
information and information processing facilities. Provisions in the Notification No. Sor Thor. 37/2559 Clause 18 An intermediary shall establish physical and environmental security measures to protect IT
. Provisions in the Notification No. Sor Thor. 37/2559 Clause 18 An intermediary shall establish physical and environmental security measures to protect IT assets in accordance with the following criteria: (1
objective views on specific risk-bearing activities to safeguard the integrity of the entire risk process, as well as controlling risk levels to ensure that they are in line with our risk appetite. Internal
long term for the benefit of beneficiaries or clients. The over-arching obligation of every investment institution is to promote and safeguard the interests of beneficiaries or clients. This is often
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall