Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices SHARE : For More Information ContactUs Sales Conduct Supervision Department Tel. +66-2263-6134 Was
awareness of the importance of cybersecurity plan, work system stability and data protection. Co-organized by the SEC and the regulated entities, the cyber drill activities were conducted by experts from the
competitiveness. Presently, there are more than 600,000 business-entities registered and operated nationwide. Crowdfunding; an innovative fund-raising facility, is an alternative financial source for business
Securities and Exchange Commission hereby issues the following regulations: Clause 1 The management of funds of juristic entities under the same business group shall not be regarded as the undertaking of
in the financial statements reporting forms to reduce burdens and costs of securities companies that are non-public accountable entities (NPAE).In addition, the revised reporting forms would comply
Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that
A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices SHARE : For More