approval criteria for auditors in the capital market but certain qualifications will be relaxed such as job title, audit experience and experience in giving opinion for financial reports.The consultation
derivatives exchange; “derivatives clearing house” means an entity licensed to operate business as a derivatives clearing house; “personnel in derivatives business” means: (1) a person who assumes a job for the
Center PLC (TUCC) during October 1 - 31, 2007 by allowing the use of her trading account and facilitating price settlement. On November 13, 2018, the Criminal Court ruled against him for violating Sections
which was significantly different from LVT net profit in the last three years. On July 19, 2017, the Criminal Court ruled against him for violating Sections 241 and 296 of the SEC Act conjunction with
for the year 2012 (Form 56-1) to the SEC and the SET within the specified period. On March 26, 2014, the Bangkok South Criminal Court ruled against the accused for violating Section 56 and Section 274
Capital Market Supervisory Board. On August 10, 2018, the Criminal Court ruled against him for violating Sections 247 and 298 of the SEC Act conjunction. Since the defendant pleaded guilty, the court
ruled against the accused for violating Sections 90, 289 of the SEC Act and Section 83 of the Criminal Code. Since the accused pleaded guilty, the court sentenced the accused to imprisonment for a term of
, please describe 2 How the firm’s job evaluation / appraisal process works? How often job evaluation made? 3 Does the firm’s appraisal process gives due recognition and reward to competence, compliance with
Evaluation: Firm's Reference /Guidance Notes Description 1 Does the firm have a documented and organized appraisal policy and process? If yes, please describe. 2 How does the firm’s job evaluation / appraisal
Sections 307, 308, 311, and 313 of the said Act. On March 17, 2022, the Criminal Court ruled against her for violating Sections 307, 308, 311, 312, and 313 of the Securities and Exchange Act. As she