business.? The objectives of the rule-amendment are to promote flexibility and prevent conflict of interest. The proposal has undergone series of discussions with various stakeholders including securities

number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the

, the securities company shall submit such financial statement via the securities company report transmission system in accordance with the rule of practice of the Office of the Securities and Exchange

company shall submit such financial statement via the securities company report transmission system in accordance with the rule of practice of the Office of the Securities and Exchange Commission on

electronic data, the securities company shall submit such financial statement via the securities company report transmission system in accordance with the rule of practice of the Office of the Securities and

securities business | - |- Registration |- Paid up Capital |- Fees |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders

obligations specified in the rule concerning acquisitions and disposals of material assets by listed companies. Please be informed accordingly, Yours sincerely, Finansa Public Company Limited (Mr. Vorasit

Bangkok, July 28, 2016 ? The SEC is seeking public comments on a proposed revision to the securities offering rule whereby offering of debt securities, infrastructure trust units and depository

. This revision came as a result of the earlier round of public comments, taking place last month, on its guiding principle for setting the licensing fees.  In proposing the rule changes, the SEC took into

พิจารณาและมีมติอนุมัติเหรียญ KUB เข้าซื้อขายในศูนย์ซื้อขายสินทรัพย์ดิจิทัลไม่เป็นไปตามหลักเกณฑ์การคัดเลือกและเพิกถอนสินทรัพย์ดิจิทัล (Listing Rule) ที่ได้รับความเห็นชอบจากคณะกรรมการ ก.ล.ต. และไม่ได้คำนึงถึง