force on 16 December 2023. One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to
. Market Competitiveness: To strengthen Thai market competitiveness by building robust infrastructure compatible to digital business models; 4. Risk Foresight and Effective Supervision: To be fully
the Thai market. The plan gives special emphases on enhancement of market competitiveness, establishment of robust market infrastructure and development of risk management system. The SEC Board has laid
system as well as promotion of product innovations and long-term investment. Potential benefits of the Master Plan are multifold. Achieving its goals means, first of all, a more robust foundation for
and other irregular items) reached Baht 585.7 million in Q3 2022; a 153.8% increase from that of Q3 2021 of Baht 230.8 million and 82.7% increase from average quarterly operating profit in 2021 of Baht
involved in the wrongdoing of Thanaporn by executing transactions for clients whose activities were clearly irregular in violation of the bank's regulations. For example, they withdrew money from the clients
Trading Alert • To implement an auction trading method for securities under Trading Alert, Level 2 or higher Late August 2024 Group 1: Measures for mitigating irregular volatility of securities prices 15
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and
management regarding the reasonableness of irregular transactions. The internal audit unit should also support the audit committee’s work to enhance effectiveness. In addition, an adequate and appropriate
in the Government Gazette, the amended Act shall take effect and will provide a robust foundation for fair and effective development of the capital market. Developing our capital market is an ongoing