information for the decision-making on investment or using the service such as the clients’ assets investment scheme, the risks of ZipUp+ program and the conflict of interest together with relationship among

development of new products with more complexity which requires additional criteria; for instance, structure of return on investment and warning of complex features and significant specific risks associated

management and management of liquidity risks. SEC Act S.98(3)  Settlement Committee Meeting No. 1/2023 Settlement Committee Order No. 9/2023 Dated 13/01/2023

before. The Company had reviewed the situation and consequently adjusted premium rates or stopped selling insurance policies with excessive risks. Moreover we intend to increase the volume of insurance

disclosed in the fund prospectus, especially investment policies, investment proportion and associated risks. In addition, if the funds invest in the GMS instruments more than 60 percent of NAV, the asset

regulations in business. The business providers must also have adequate personnel with the understanding in the basic operating principle and the risks of such algorithm, and are responsible to use the

business providers must also have adequate personnel with the understanding in the basic operating principle, the risks of such an algorithm and the responsibility of using technology and use it to manage

business sectors to (1) incorporate nature-related risks into their strategic planning and risk management, and (2) follow international standard disclosure guidelines. This also contributes to the

covering risks and the detailed operation concerning the risk management. Clause 3 The securities clearing house shall procure adequate financial resources for potential risks arising from the operation of

August 2016 with respect to the procurement of adequate financial resources for covering risks and the detailed operation concerning the risk management. Clause 3 The derivatives clearing house shall