Mr. Sanan Eksangkul Mr. Sanan Eksangkul, Chief Executive Officer, responsible for the operation of Eason & Co Public Company Limited (“EASON”), shall be liable for EASON’s prepare and submit the
chief executive of the intermediary ; (3) a complete and updated evidentiary documentation of the operational function outsourced to the service provider shall be maintained in such a ready manner for
chief executive of the intermediary; (3) a complete and updated evidentiary documentation of the operational function outsourced to the service provider shall be maintained in such a ready manner for
check the transaction before executing it for the client. Additionally, the evidentiary documentation of such transaction must be kept ready for retrieval upon the SEC’s request for inspection; (2) The
ready for retrieval upon the SEC’s request, and (3) cancellation of reports that are no longer necessary. Under the current regulations, only 33 reports can be submitted via electronic means. After the
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
Air Chief Marshal Orranop Menaruchi Air Chief Marshal Orranop Menaruchi, the former TSF’s audit committee failed to report the result of preliminary inspection to the SEC Office and the auditor
Mr. Sarun Yansopananan Mr. Sarun Yansopananan, the former chief executive officer and chief financial officer, responsible for the operation of Hydrotek Public Company Limited (“HYDRO”), shall be