each transaction, adequacy approximation of collateral and income recognition and transaction fee. 3.6 Investments in debt and net equity securities It shall disclose the rule of fair value assessment of

net equity securities It shall disclose the rule of fair value assessment of each category of investments in debt and net equity securities namely cost price, price writing-off cost, current

such board of directors; (1) management of information technology risks which covers identification, assessment, and control of risks within the organization’s acceptable level; (2) allocation and

by such board of directors; (1) management of information technology risks which covers identification, assessment, and control of risks within the organization’s acceptable level; (2) allocation and

by such board of directors; (1) management of information technology risks which covers identification, assessment, and control of risks within the organization’s acceptable level; (2) allocation and

, identification of quality risks, assessment of quality risk levels, and identification of relevant responses to reduce the identified quality risk levels? 1.1 Does the audit firm completely identify minimum

provided the collection and assessment of customer information (Know Your Customer / Customer Due Diligence) (KYC/CDD) systems for Satang to operate its business in accordance with relevant laws, regulations

) trading value. 16 1st measure (Nov 2010) • Mandatory orientation course • Disclosure of implied volatility 2nd measure (Jul 2011) • Deposit requirement of W15mn (around THB450k) • Restriction on issuing

shall render the company is capable of efficiently preventing risk in information technology and it attain an assessment the risk in information technology in the better level. In Nevertheless, the

is capable of efficiently preventing risk in information technology and it attain an assessment the risk in information technology in the better level. In Nevertheless, the securities company may