operation, reputation, position and results of operation of the intermediaries. “manager” means a person who is designated by the board of directors of intermediaries to be the highest responsible supervisor
ระบบงานที่อาจมีความแตกต่างจากธุรกิจหลักทรัพย์ ทั้งนี้ บริษัทหลักทรัพย์ต้องควบคุมการประกอบกิจการดังกล่าวมิให้ส่งผลกระทบต่อธุรกิจหลักทรัพย์ ลูกค้า หรือความน่าเชื่อถือหรือชื่อเสียง (reputation risk) ของ
สัญญาซื้อขายล่วงหน้า (รวมเรียก “ผู้ประกอบธุรกิจ”) มีความยืดหยุ่นมากขึ้นและมีการบริหารความเสี่ยงที่อาจกระทบต่อธุรกิจหลัก ลูกค้า หรือกระทบต่อความน่าเชื่อถือหรือชื่อเสียง (reputation risk) อย่างเพียงพอและมี
outcome. Strengthen the financial status for both CCPH and the Company: although after the merger of CCPH and KPPH, the Company shall reduced its shareholding from 100% to 19.19%, however, the Company is
issued thereunder; which may discredit securities or derivatives business in general or may cause damage to its reputation, status of business operation or client of such business, as the case may be. Form
on derivatives or the Notification issued thereunder; which may discredit securities or derivatives business in general or may cause damage to its reputation, status of business operation or client of
on derivatives or the Notification issued thereunder; which may discredit securities or derivatives business in general or may cause damage to its reputation, status of business operation or client of
operation, reputation, position and results of operation of the intermediaries. “ manager ” means a person who is designated by the board of directors of intermediaries to be the highest responsible
activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business operation, reputation, position and results
operation, reputation, position and results of operation of the securities company. “Service provider” means a provider of services as an investor contact on behalf of securities companies or a provider of