capital market. Meanwhile, there will be measures to upgrade investor protection in line with investment risks.Furthermore, there were discussions on how to cooperate, promote and support financial
company must upgrade its operating system and risk management systems to support the additionally approved securities classes. The consultation paper is available at www.sec.or.th/hearing
for renewal of approval. 9 Examination not required but must complete a full course or a refresher course for renewal of approval.9 Examination not required but must complete a full course or a
together with the application of approval as the principle valuers by December 31, 2014. For principle valuers already approved by the SEC and intend to apply for renewal, the valuation service providers
manager, such listed person shall act in accordance with the following rules: (1) submit to the Office a renewal application at least thirty days prior to the expiry date of the approval in the form and
in the register of person qualified to be property fund manager, such listed person shall act in accordance with the following rules: (1) submit to the Office a renewal application at least thirty days
Examination not required but must complete a full course or a refresher course for renewal of approval. 6 Examination not required but must complete a full course or a refresher course for renewal of approval
selling agent of unit-linked life insurance policy shall be investor contact who performs duty of selling unit-linked life insurance policy approved by the Office Chapter 2 Renewal for Approval
insurance to be a selling agent of unit-linked life insurance policy shall be investor contact who performs duty of selling unit-linked life insurance policy approved by the Office Chapter 2 Renewal for