IOSCO. Serving as the member of the IOSCO Board in 2014-2016, the SEC will take part in reviewing major securities regulatory issues with regulators of global financial centers, such as the USA, England
found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain
regulatory mapping exercises whereby a common ground has been established on 3 January 2020 regarding mutual recognition of funds. At the preliminary stage, both parties agreed on cross-border offerings of
Mutual Recognition of Funds between Hong Kong Special Administrative Region of the Peoples Republic of China and Thailand
’ resources. • Audit firms need to recruit new staff for this. • regulators focusing on whether firms are competing on price rather than on audit quality 2. Political Environments Audit Committees : possibility
recognition 11) taxation 12) other unique matters, that is, related parties’ balances and transactions, specific accounting practices and issues, violations of debt agreements, rehabilitation plan, and
of audience including policy makers, regulators, institutional investors and finance industries. The EU-Asia Financial Services Dialogue is timely as it provides all of us an opportunity to exchange
and activities of firm directly. 1. cutting Research and development (R&D) or expenses and advertising 2. premature revenue recognition by offering prices discounts, expand credit terms, sales of
BACKGROUND 2 • Family capitalism • Economic development • Generational change • Internationalization • Minority oppression OBJECTIVES 3 Academics Regulators Icons Created by Dooder - Freepik.com Investors
Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People?s Republic of China and