found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain
SEC workforce’s skills and insight. Currently, IOSCO members are 225 capital market regulators and relevant agencies from 140 countries. On average, an IOSCO annual conference is attended by
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เป็นเจ้าภาพจัดการประชุมหน่วยงานกำกับดูแลการควบรวมกิจการในภูมิภาคเอเชียแปซิฟิก ประจำปี 2562 (Asia Pacific Takeovers Regulators
members to keep pace with the emerging risks and challenges caused by technological advances. The Thai SEC is among the inaugural group of 23, out of 130, securities regulators that are approved to become
capital market as well as SMEs’ and startups’ capital market access to funding sources. The regulators came to a mutual decision to further explore ways for development and implementation of connectivity
Disclosure Standards and thus enabled to file a single set of disclosure documents with several regulators. The filing must be prepared in Thai and English without different information in materiality and
finance standards that regulators and the private sectors must prepare for? What to consider to best transition to sustainable finance? 4. Investor Resilience: Inclusive and rational investment in the
non-financial industries such as energy, arts, entertainment or sports whereby various assets are converted into digital tokens to enhance transaction efficiency and consumer accessibility. Regulators
as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial
and grasp new opportunities. Taking into account the costs and benefits of regulation, governments have an important responsibility for shaping an effective regulatory framework that provides for