247 and 246, respectively. In this regard, the matter of Vijit involvement will also be considered. ?Investigation on this incident has been carried out under the SEC regular procedures where workflow
had to settle the purchase order before regular settlement period in order to avoid force selling. This action was considered that Wiroj failed to inform sufficient information by concealing important
purchase order before regular settlement period in order to avoid force selling. This action was considered that {A} failed to inform sufficient information by concealing important information that might
knowledge and understanding of accounting principles, specified expertise, and regular skill improvement in their respective fields. Concurrently, the IPO and PO issuers would be required to disclose
information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but
suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country
failure to record the client's securities trading orders. They were RHB OSK Securities (Thailand) Plc. (OSK Securities) employees.From a routine inspection of RHB OSK Securities (Thailand) Plc, the SEC
พฤติกรรมที่ไม่เหมาะสมราย {ฆ}ก.ล.ต. ตรวจสอบการดำเนินงานตามปกติ (routine inspection) พบว่า {ก} (ขณะยังทำงานสังกัด บล.เคที ซีมิโก้) ได้รับมอบหมายจากลูกค้าในการตัดสินใจซื้อขายหลักทรัพย์แทนลูกค้า และไม่บันทึกการ
} ก.ล.ต. ได้ตรวจสอบการดำเนินการของบริษัทหลักทรัพย์ตามปกติ (routine inspection) พบว่า {ก} ไม่บันทึกเทปการรับคำสั่งซื้อขายหลักทรัพย์และมีความถี่ในการรับคำสั่งที่ไม่บันทึกเทปค่อนข้างมาก เช่นเดียวกับกรณี {ข
Excavation 3 Soil and Coal Milling Project at Mae Moh Mine, Contract No.6 decreased. Due to heavy rain in the project area, the operation could not be done at full capacity resulting in the loss from regular