with Chapter 1; (2) establishment of policies, measures, and management arrangement concerning information security in accordance with Chapter 2; (3) management of IT assets and the access control to
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company
million or 2% from Q1/2020 • However, EBITDA margin in Q1/2021 was 31.5%, increased by 5.1% from Q1/2020 as a result of the effective control of selling and administrative expenses under the implementation
Department of Special Investigation (DSI), and the Narcotics Control Board (NCB), etc. In the case that no wrongdoing is detected, the SEC Office will not store such data. Data for authentication from the
management of IT resources, including criteria to identify IT priorities, that takes into consideration the company’s business model. Principle 6 Strengthen Effective Risk Management and Internal Control
reasonable regulations. Beside regular communication with the preparers regarding the importance of quality financial reporting, the SEC cooperates with the Stock Exchange of Thailand in promulgating the
such security systems in a good condition on a regular basis; 4. The intermediary should closely monitor and control external party support service personnel working in the secure areas; 5. The
, temperature and humidity control systems as well as maintain such security systems in a good condition on a regular basis; 4. The intermediary should closely monitor and control external party support service
expenses control policy during pandemic of COVID-19. The operating results of the separated financial statement for the 9-month period ended September 30, 2020, resulted in increase in Net profit of Baht
financial reporting system and promote sustainable growth of the capital market. Regarding the supervision of audit quality, the SEC found that the inspection results of audit firms’ quality control system