credibility to Thai capital market system significantly, this Notification is stipulated with the objective to be standard of business operation which the intermediary shall comply with. In this regard, the
. *Since 1 December 2020, this information has no longer been required. Public task basis Information for consideration of complaints, wrongdoing in respect of the issue and offer for sale of securities and
relevant parties sign the novation agreement in the form agreed upon and approved by both parties to transfer all rights and obligations of the Seller under the related agreements in respect of the
investors should consider working jointly with other investors or investor representative bodies on particular issues. In working with other investors, they will need to respect rules with regard to concert
companies via the SET on a regular basis, but also to make use of the auditor's report and the financial statements ("Key Audit Matter? or ?KAM") to support their investment decision-making. They should also
information between work units and personnel of the securities company . In this regard, there shall be at least measures for preventing an access to insider information of a securities issuer between the work
personnel of the securities company. In this regard, there shall be at least measures for preventing an access to insider information of a securities issuer between the work units and personnel who have an
. In this regard, the securities company shall set out rules on seeking and granting of approval in writing. Clause 15 In cases where a securities company finds that an investor contact may violate or
company shall require that any investor contact who wishes to give advice or conduct analysis of securities investment through media seek a prior approval from the securities company. In this regard, the