) on May 18, 2016 after they had refused to enter the criminal fining process. Following the Stock Exchange of Thailand (SET)?s referral, the SEC?s further investigation has revealed that Chalaem, then
, they were posted on misconduct records and will be refused approval for capital market personnel status for 10 years in case of {A} and 5 years in case of {B}, as from June 18, 2011.
, and a separate fine of 333,333.33 baht on each of the other three persons for aidding and abetting in the case. Surasak and Ekkamon refused to enter the criminal fining process. The SEC, therefore
client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is https://publish.sec.or.th/nrs/6086pe.doc บท
Investigation (DSI) after he had refused to enter the settlement process for aiding and abetting the share price manipulation of RCI on May 2 2008, which is in contravention of Section 243 (1) in conjunction with
Clause 31 in order to identify the real client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is
business in any position or nature of work: O yes O no 6.16 Pending under the period prescribed by an order of the Office to be withdrawn from or be refused to put his or her name into the executives’ names
order of the Office to be withdrawn from or be refused to put his or her name into the executives’ names list in the database of the securities issuing companies due to having prohibited characteristics
client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is reasonably suspicious circumstance not to