institution established in accordance with other laws, and after having obtained a license from the Minister upon the recommendation of the SEC. The formation of a limited company or of a public limited company

Supervisory Board after he acquired or disposed TRAF between April 3, 2007 and August 7, 2008 which caused his aggregate holding of TRAF shares held by other persons to reach or pass a multiple of five percent

shares held by six other persons to reach or pass a multiple of five percent of the total number of voting rights of the business. SEC Act S.246 Settlement Committee Meeting No. 1/2013 Settlement

and withdrawing customer's assets in Trade wallet and Z-wallet, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver

Mr. Uchai Vilailerstpoca On December 1, 2014, Mr. Uchai Vilailerstpoca acquired shares of Ocean Commerce Public Company Limited (OCEAN) which caused his aggregated holding of OCEAN shares to reach or

reach or pass a multiple of 5 percent of the total voting rights of TPP. But he failed to report his holding of TPP shares after such acquisition to the SEC Office within 3 business days as specified in

shares to reach or pass a multiple of 5 percent of the total number of voting rights of TAPAC amount four times, but he failed to report the acquisition of such TAPAC shares to the SEC Office within a

shares held by himself, and his juristic persons under section 258 to reach or pass a multiple of five percent of the total number of voting rights of the business. SEC Act S.246 Settlement Committee

, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver services in quality. DAB Act S.94 Settlement Committee Meeting No. 13/2022

of SANKO shares held by itself, and persons under section 258 to reach or pass a multiple of five percent of total number of voting rights of the business. SEC Act S.246 Settlement Committee Meeting