broker shall keep all record according to the procedure in Clause 18, Clause 19and Clause 25 in complete and readily for the SEC Office to examine and shall keep the said record for at least five years
broker shall keep all record according to the procedure in Clause 18, Clause 19and Clause 25 in complete and readily for the SEC Office to examine and shall keep the said record for at least five years
person from the register of person qualified to be fund manager. Clause 14. In the case where the electronic system in the web site of the Office has not yet been readily available, Clause 5, Clause 6
person from the register of person qualified to be fund manager. Clause 14. In the case where the electronic system in the web site of the Office has not yet been readily available, Clause 5, Clause 6
of such person from the register of person qualified to be fund manager. Clause 14. In the case where the electronic system in the web site of the Office has not yet been readily available, Clause 5
Clause 27 in a manner that it is readily available for immediate request or inspection by the SEC Office, and shall maintain such documentation for at least five years from the date of the closing of the
derivatives broker shall maintain complete documentation with respect to the undertakings in Clause 20, Clause 21, and Clause 27 in a manner that it is readily available for immediate request or inspection by
derivatives broker shall maintain complete documentation with respect to the undertakings in Clause 20, Clause 21, and Clause 27 in a manner that it is readily available for immediate request or inspection by
shall be made readily available for immediate use or verification by the management company , and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office
management company shall require the representative to completely keep updated evidentiary documentation as for providing services to clients. In this regard, such documents shall be made readily available for