as DA Custodial Wallet Provider for DA issuers who provide custodial service on self-issued DA for their clients. The proposed revision would also require investment token issuers who provide custody
, POLYX, POND, POWR, PRO, PROM, PUNDIX, PYR, QI, QKC, QNT, QTUM, RACA, RAD, RARE, RARI, RAY, RBN, RDNT, REEF, REN, REQ, RIF, RLC, RLY, RNDR, RON, ROSE, ROUTE, RPL, RSR, RUNE, RVF, RVN, SAND, SBD, SCRT, SDAO
awarded Climate Bonds Certification. The purpose is to provide instruction to issuers and verifiers about the requirements of the Forestry Criteria. The Criteria Document is supported by a Background
, including stock exchanges, investment consultants, credit rating agencies, and others can provide valuable contributions toward adoption of the recommendations. The Task Force believes that advocacy for these
equity funds find it challenging to outperform the market total return benchmarks. Delisting/merging is very rare. Periods Large & Mid/Small-Cap Equity Funds Large-cap Equity Funds No. of Survival Funds
Currently, investors are usually required to provide a lot of information each time they request services from an intermediary and must repeat the process via different forms when using services of
custody without the objective of custodial service business as in the case of DA issuers who provide custody of self-issued DA to their clients. The SEC therefore views it is appropriate to revise the
Continuity system in order to be able to provide services to a client and offer for sale of investment units. SEC Act S.113 Settlement Committee Meeting No. 5/2021 Settlement Committee Order No. 40/2021
provide more flexibility to Thai securities companies who request the personnel of foreign business operators to provide investment advices on foreign products to Thai investors. The proposed revisions
require financial advice and planning service from advisors who are knowledgeable, provide quality services and are considerate of interest of the customers. Hence, the “Wealth Advice for All” project was