, namely (1) program trading service that automates trading order execution according to clients’ selected investment strategy* and (2) portfolio advisory with execution service.** Both of the services are

businesses more access sources of finance where they can raise fund from the crowd, each of them makes investment with small amount of money through the provider of internet-based system, called crowdfunding

’ key barriers to raise fund through the capital market. Consequently, SEC would unlock the gateway by applying following 8 keys.(1)  The seminar entitled “SEC FinTech for SMEs and startups”: This

national strategy and Thai capital market development plan. Besides the sharing of information with OSMEP, SEC has been working with OSMEP to launch a program which allows SMEs and Startups to raise fund

bigger than that of SME pursuant to the Law on SME Promotion (for example, a company with revenue more than 300 million baht in the trading and service businesses) are eligible to raise fund by issuing and

Bangkok, 25 October 2017 ? The SEC in cooperation with securities companies, asset management companies and the Stock Exchange of Thailand Group exercised a joint cyber drill to raise the industry's

fine paid to the court or as ordered by the Settlement Committee.   Vorapol Socatiyanurak, SEC Secretary-General said, ?The bounty and gratuity regulations will support enforcement efficiency, raise

the universe of financial products and services for investors.The regulations will emphasize on information disclosure and appropriate level of investor protection. Foreign companies intend to raise

would show a bigger picture of their contribution, in terms of work time, productivity and otherwise, to their respective work, and whether their multiple employments are likely to raise competition or

region. Bond issuers will be enabled to raise funds through multi-jurisdictional offerings to non-retail investors with a standard filing form prepared in English language. Rapee Sucharitakul, SEC