: (a) operation associated with the policy in Clause 5 (1) (2) and (3); (b) reporting on compliance in Clause 6 (4). (2) conduct control self-assessment to measure the effectiveness of the operating

measures will help reduce market volatility, which will subsequently benefit the overall capital market. The SEC will continue monitoring and collaborating with the SET and TFEX to assess the situations and

review provider to assess each step of the bond offering and issuance is encouraged. This regulatory revision was introduced to align with the SEC’s strategic plan to promote investment and fund raising

, which would help the visitors assess their risk tolerance before choosing financial products accordingly.  Visitors are also welcome to participate in the SEC quiz games on the capital market and

for doubtful accounts for the overdue loans issued to company director(s) without collateral in 2013.As to the 2015 annual financial statements, EIC executives failed to assess and update the fair price

and shall provide a measure on prevention of danger from the environment or any disaster arising to the significant computer devices in the information centre . Clause 6. The securities company shall

stored in the information centre and shall provide a measure on prevention of danger from the environment or any disaster arising to the significant computer devices in the information centre. Clause 6

such customers in finding appropriate financial solutions on a case by case basis. The Bank will continue to assess the situation closely especially in terms of portfolio quality and will continue to

institution’s clients. However, the securities company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to

company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to requesting for approval from senior