suspended the determination of punishment for 2 years and sentenced the defendant a fine of Baht 300 for each day starting from July 25, 2015 until the defendant reduces the holding of KC shares to the number
measures to appropriately monitor, control, and manage each type of risks to ensure that these risks can be handled; (3) sufficient funding, appropriate systems and rules for membership and supervision of
considered to settle his current case with harsher punishment.
guidelines would not impose excessive burdens on audit firms and auditors and would specify penalty alternatives that focus on appropriate proportionality of punishment to offense. The consultation paper
Exchange Commission No. 30/2558 Re: Approval of Foreign Auditors in the Capital Market. 2. I will closely monitor the applicant to perform an audit work in giving opinions on financial statements with
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
of the Public Sector Anti-Corruption Commission (PACC), the Anti-Money Laundering Office (AMLO), and the Office of the Auditor General of Thailand. While relevant laws and regulations on punishment of
of the Public Sector Anti-Corruption Commission (PACC), the Anti-Money Laundering Office (AMLO), and the Office of the Auditor General of Thailand. While relevant laws and regulations on punishment of
of the Public Sector Anti-Corruption Commission (PACC), the Anti-Money Laundering Office (AMLO), and the Office of the Auditor General of Thailand. While relevant laws and regulations on punishment of
of the Public Sector Anti-Corruption Commission (PACC), the Anti-Money Laundering Office (AMLO), and the Office of the Auditor General of Thailand. While relevant laws and regulations on punishment of