guidelines would not impose excessive burdens on audit firms and auditors and would specify penalty alternatives that focus on appropriate proportionality of punishment to offense. The consultation paper
attain retirement goals. Moreover, investment should not be limited only to assets with low volatility because the investment returns cannot outpace the inflation in the long run whereas allocation in
rebalance the customers’ portfolio to attain the customers’ goal subject to the specified framework. A business operator who is interested in providing the wealth advice service and qualified in accordance
deliver better long-term outcomes to their clients, but also contribute as an important driving force for corporates to implement and attain their sustainable goals, which will further lead to the
; (2) determining means to attain the objectives; and (3) monitoring, evaluating, and reporting on performance. Principle 1.2 To achieve sustainable value creation, the board should
punishment of those found to be in violation of the Securities and Exchange Act, the SEC said it has made good progress in examining many complaints. Investigations are on-going and more time is needed to
that he continued to submit trading orders in the same manner. The act of Surin constituted a violation of Section 244/3 and will be subject to punishment under Section 296, Section 296/1, and
knowledge among the public; and (6) enhancing SEC efficiency to attain sustainable growth and drive the success of policy implementation. Rapee added that the plan will aim to establish a foundation with
concurrent with sharpen the Thai capital market?s competitive edge and corporate governance to eventually attain sustainable development. Asst. Prof. Dr. Viput Ongsakul, Dean, School of Business Administration
audit. Accordingly, involvement of engagement partners and EQCRs must be elevated to attain high audit quality, coupled with updating audit manuals and audit programs according to the auditing and