) targeted participants; (4) the course content in brief; (5) period for training and accumulated hours; (6) brief profile of lecturer; and (7) procedure for verifying attendance. 5. Evidence on activity
green credentials of a bond or other debt instrument and provides a robust approach to verifying that the funds are being used to finance projects and assets that are consistent with delivering a low
include the following procedures: (1) gathering of evidence considered necessary for fact proving; (2) admission of evidence, explanation or opinion of the SEC Office, an alleged person or a witness or
controlling the inflow and outflow of mutual funds’ assets; (c) Systems for verifying and enumerating mutual funds’ assets to ensure accuracy and totality; (d) Systems for making asset inventories that show the
mutual funds’ assets; (c) Systems for verifying and enumerating mutual funds’ assets to ensure accuracy and totality; (d) Systems for making asset inventories that show the details and the amount of mutual
; (11) a document providing an opinion on the connected transactions by the audit committee; (12) a document from the company’s audit committee and independent director confirming their understanding on
. In this regard, the SEC will provide directly to the SFC a certificate confirming that the Thai Covered Fund has met the Eligibility Requirements under ( 1) and (2) as a supporting document for the